LexisNexis Regulatory Compliance

Providing simple solutions to help solve complex risk and compliance problems.

ON-DEMAND | LIVE PANEL:
Unlocking Sustainability: A Standards Roadmap for SMEs

Presented by LexisNexis Regulatory Compliance and Drova

WATCH HERE

Free AML-CFT Checklist

This checklist has been designed to you identify AML-CFT requirements.

DOWNLOAD CHECKLIST TODAY

Free Sanctions Checklist

This checklist has been designed to you identify sanctions requirements that are related to your organisation.

DOWNLOAD CHECKLIST TODAY

AI and Recruitment Compliance Checklist

This checklist has been developed with the Australian Human Rights Commission and helps you identify key compliance considerations related to AI and Recruitment.

DOWNLOAD CHECKLIST TODAY

ON-DEMAND WEBINAR:
Enhancing Operational Durability: Unpacking APRA’s CPS 230 and CPS 234 Requirements

Presented by LexisNexis Regulatory Compliance and TMLabs

WATCH HERE

FREE WHITEPAPER
Navigating Climate-Related Financial Disclosure Requirements

from LexisNexis Regulatory Compliance & Ansarada

DOWNLOAD HERE

ON-DEMAND WEBINAR
FAR and CPS 230 Uncovered:

What it is and what's next

REGISTER HERE

ON-DEMAND WEBINAR:
NSW State Government Entities: Decoding the Code of Ethics

Presented by LexisNexis Regulatory Compliance and CGR

WATCH HERE

The clear path to compliance

LexisNexis® Regulatory Compliance is a comprehensive risk and compliance management solution, consisting of compliance registers, alerts, and information-driven tools.

With a foundation built upon a wealth of LexisNexis content expertise, LexisNexis Regulatory Compliance simplifies the complex regulatory landscape for Governance, Risk, and Compliance professionals in many industries.

LexisNexis Regulatory Compliance will help enable your business to adhere to regulatory and legislative standards.

Gain more confidence in your regulatory compliance efforts with the LexisNexis Regulatory Compliance solution today.

Core Modules

We offer eight core modules that cover the baseline compliance requirements for businesses.

Industry Modules

No matter your field, we’ll help you find a clear path to compliance with over 90 industry modules.

Regulatory Compliance International Content

Stay on top of your global compliance obligations with the latest obligations across multiple jurisdictions

What our Customers say

LexisNexis offers clarity. It’s a very simple and efficient use of information.
READ MORE

Liza Gubska
Enterprise Risk and Compliance Lead at Brighte

Saves time and increase efficiency

LexisNexis has saved us the equivalent of six months’ work for a full-time staff member.
READ MORE

Andrew Webster
Head of Risk and Compliance at Aussie Broadband

Access Our Free Compliance Registers

Learn more about our free compliance registers that can help you identify your business’s specific compliance and legislative needs.

Modern Slavery Register

Electronic Transactions Register

Whistleblowing Register

Social Media Register

Stay on the ball

Content is updated regularly, so you can access obligations which reflect the current legislative framework

Obligations you'll understand

Experts explain your legal responsibilities in easy-to-apply business language.

Choose your content

Core and specialist modules matched to your industry and location.

Be prepared for everything

Receive alerts when regulatory changes approach.

Streamline compliance management

Checklists. Decision trees. Policy templates. All the tools you need to manage, monitor and demonstrate your compliance.

Turn words into actions

Plain language and practical directions for crystal clear guidance on control actions.

Customer Testimonials

See LexisNexis Regulatory Compliance® in action and learn more about the impact it can have on enhancing your business’ compliance efforts.

Customer in Focus: Aussie Broadband

Watch how LexisNexis developed a compliance register that saved Aussie Broadband the equivalent of six months’ work for a full-time staff member.

Customer in Focus: Brighte

Watch how LexisNexis and Brighte worked together to build a tailored compliance content solution to streamline Brighte’s compliance attestations and ongoing management, monitoring and updating requirements.

Customer in Focus: Archdiocese of Brisbane

Watch how LexisNexis can turn 4 hours of research into 10 minutes of clarity.

Your Journey Towards Managing Your Company’s Domestic and International Regulatory Risk Starts Here

The business world is getting more regulated and fines for non-compliance are getting bigger and bigger. Use LexisNexis Regulatory Compliance to help you to stay on top of your domestic and international compliance obligations.

Check out these tutorial videos

Whitepapers

Download your AML-CFT Checklist

This complimentary International AML-CFT compliance checklist helps you to identify your domestic and international AML-CFT requirements. It covers AML-CFT Governance, Registration with AML-CFT Authorities, Due Diligence, Suspicious Matter & Reporting, and more.

Download your free Sanctions Checklist

This checklist has been designed to help you identify sanctions requirements that are related to your organisation. It has been developed in conjunction with Andrew Ham, Principal, Hunt & Hunt Lawyers and Legal Expert for LexisNexis® Regulatory Compliance.

Download your free AI and Recruitment Compliance Checklist

Working in collaboration with the Australian Human Rights Commission, this checklist helps you identify key compliance considerations related to AI and Recruitment. It covers topics such as Privacy and Data Protection, Digital Robustness and Safety, Fairness and Transparency of Process.

Navigating Climate-Related Financial Disclosure Requirements

We’ve collaborated with our technology partner Ansarada to deliver this comprehensive whitepaper that explores the latest developments in ESG standards and climate-related financial disclosure requirements across Australia, New Zealand, and the United Kingdom.

Download your free Therapeutic Goods checklist

Authored in partnership with Kelly Griffiths, Partner at Gadens and Legal Expert for LexisNexis Regulatory Compliance,
this checklist has been designed to help you identify your compliance requirements related to the management and
supply of therapeutic goods in Australia.

Download your free Stockbroking and Share Trading Compliance checklist

Authored in partnership with Douglas Gration, Barrister at List G Barristers and Legal Expert for LexisNexis Regulatory Compliance, this checklist has been designed to help you identify your compliance requirements related to stockbroking and share trading in Australia.

Download your free Aged Care checklist

Authored in partnership with Arthur Koumoukelis, Partner at Thomson Greer Lawyers and Legal Expert for LexisNexis Regulatory Compliance, this checklist has been designed to help you identify your compliance requirements related to Aged Care in Australia.

Free whitepaper: Navigating the Challenges of AI Regulation

AI is driving a wave of technological progress, transforming business and industries like never before. However, rapid advancement also presents complex challenges in regulating AI technologies effectively.

To help you understand the complexities of AI and regulation, download our whitepaper, Navigating the Challenges of AI Regulation. This whitepaper provides an analysis of the current state of AI local and global regulation, discusses proposed responsible AI frameworks, and outlines what the evolving AI regulatory environment will mean for businesses using AI technology.

Download your free Whistleblowing checklist

Authored in partnership with Kate Mills, Partner at Gadens and Legal Expert for LexisNexis Regulatory Compliance, this checklist helps you to identify your compliance requirements related to whistleblowing.

This checklist covers Entities Subject to Whistleblowing Laws, Whistleblower Policies and Procedures , Protections for Whistleblowers  and more.

Operational Resilience Outlook Report 2024

We’ve collaborated with our technology partner Ansarada to deliver the "Operational Resilience Outlook Report 2024" – Your ultimate compass for navigating the intricate landscape of business resilience in the upcoming year.

Download your free Global Banking checklist

Authored in conjunction with Martin Polaine, Barrister at Brooke Chambers and Legal Expert for LexisNexis Regulatory Compliance, this checklist helps banks to identify their global banking compliance requirements. It covers Banking Governance and Standards, Capital Requirements, Leverage and Liquidity Requirements and more.

Free Child Safety Checklist

This checklist has been designed to help organisations that are engaged in child-related roles or industries in Australia, identify their compliance requirements related to child safety in Australia.

It has been developed in conjunction with LexisNexis Regulatory Compliance Legal Expert, Patrice Fitzgerald, Principal Lawyer and Director at Safe Space Legal.

Free Energy – Wholesale Markets Checklist

This checklist has been designed to help organisations understand how to navigate and comply with the legislative and compliance requirements related to quality of energy generation, distribution and transmission in Australia for consumers.

It has been developed in conjunction with LexisNexis Regulatory Compliance Legal Experts, Caren Klavsen, Special Counsel at Piper Alderman and Andrew Rankin, Partner at Piper Alderman.

Free Telecommunications Checklist

This checklist has been designed to help organisations identify their compliance requirements related to providing telecommunications services to customers.

It has been developed in conjunction with LexisNexis Regulatory Compliance Legal Expert, Robert Feldman, Director at Gadens.

Download your free Payment Systems checklist

Authored in conjunction with Temogen Hield, Principal at My General Counsel and Legal Expert for LexisNexis Regulatory Compliance, this checklist guides you to identify your compliance requirements related to payment systems. It covers Licensing, Registration and Membership, Debit and Credit Cards, Cash and Cheques, Eftpos, Buy Now Pay Later Providers, Privacy, Consumer Protection, Reporting Requirements and more.

Download your free WA checklist

Authored in conjunction with Scott Alden, Partner at HWL Ebsworth and Legal Expert for LexisNexis Regulatory Compliance, this checklist has been designed to help you identify your mining related obligations. It covers Aboriginal Heritage,  Environmental Protections, State Agreements, Underground Mining,  Surface Mining and more.

2023-2024 AML-CFT Compliance Roadmap Leveraging ISO 37301

AML-CFT is one of the fastest moving spheres in the regulatory world. Regulators react quickly to rapidly evolving threats, creating a complicated network of overlapping local and global obligations.

This comprehensive, practical guide dissects the key issues and priorities both locally and across the world, to help compliance and risk professionals find greater clarity and certainty in this dynamic landscape.

Purpose and Stewardship: Embedding ESG at all levels of the organisation

In partnership with the Governance Institute of Australia, LexisNexis has prepared a paper that explores the practicalities of purpose and stewardship. Discover what Boards and senior leaders need to do in order to centralise strategy, decentralise ownership, and cascade a robust ESG framework throughout their organisations.

Greenwashing and Sustainable Finance in Australia

This new whitepaper, authored by Dr Rachel Baird, Director at IcebergSRC and Legal Expert for LexisNexis Regulatory Compliance, provides clarity on key ESG areas including greenwashing, ESG reporting frameworks and making sustainability count!

Download your free Global Cybersecurity checklist

Authored in conjunction with Dudley Kneller, Partner at Gadens and Legal Expert for LexisNexis Regulatory Compliance, this checklist guides you to identify your global cybersecurity compliance requirements. It covers Risk Management Strategy, Supply Chain Risk Management, Data Security, Recovery Planning and more.

Free National Disability Insurance Scheme Checklist

This checklist has been designed to help you identify and comply with your  requirements related to the NDIS. It has been developed in conjunction with LexisNexis Regulatory Compliance Legal Experts, Jessica Kinny, Solicitor Director at Kinny Legal and Rodney Lewis A.M., Senior Solicitor at Elderlaw Legal Services.

Complimentary Interactive Gambling Checklist

This checklist has been designed to help you identify and comply with your interactive gambling requirements in Australia. It has been developed in conjunction with LexisNexis Regulatory Compliance Legal Experts, Julian Hoskins, Principal – Legal at Senet and Paul Newson, Principal – Advisory at Senet.

Free whitepaper: Security of Critical Infrastructure, Data Security, Privacy and Global Impacts

We cover key privacy and data security challenges and present practical solutions that can help you forge your clear path to compliance.

Complimentary whitepaper: The Ethics of AI

In partnership with the Governance Institute of Australia, LexisNexis has prepared a whitepaper discussing the ethics of AI. Download this whitepaper to discover the key insights and ideas from a range of industry stakeholders, and how we can move towards a future in which AI continues to be a helpful tool and source for good in our communities.

Complimentary Casinos Checklist

This checklist has been designed to help you identify and comply with your requirements related to the Casino industry in Australia.

It has been developed in conjunction with Julian Hoskins, Principal – Legal at Senet and Legal Expert for LexisNexis Regulatory Compliance.

Complimentary Defence Procurement Checklist

This checklist has been designed to help you identify and comply with your obligations related to defence procurement. It has been developed in conjunction with Melanie Bond, Partner at Corrs Chambers Westgarth and Legal Expert for LexisNexis Regulatory Compliance.

Complimentary Charities Checklist

This checklist has been designed to help identify the legal obligations of various sized not-for-profit entities or organisations that are registered with the Australian Charities and Not-for-profits Commission. It has been developed in conjunction with Jae Yang, Partner at Prolegis Lawyers and Legal Expert for LexisNexis Regulatory Compliance.

Complimentary Energy – Retail Markets Checklist

This checklist has been designed to help you identify your legislative and compliance requirements that surround the energy retail framework in Australia. It has been developed in conjunction with LexisNexis Regulatory Compliance Legal Experts, Caren Klavsen, Special Counsel at Piper Alderman and Andrew Rankin, Partner at Piper Alderman.

Climate Risk and ESG Reporting: Reshaping The Future Of Sustainability

Dr Rachel Baird is the Director at IcebergSRC and a legal expert for LexisNexis Regulatory Compliance. In this whitepaper, Dr Baird introduces the concept climate risk and outlines how the growing popularity of environmental, social and governance (ESG) reporting is reshaping the future of transparency in the private sector. This whitepaper includes practical tips on implementing ESG reporting and designing a ESG approach and framework.

Complimentary whitepaper: How board strategy evolves to drive dynamic growth

In partnership with the Governance Institute of Australia, LexisNexis has prepared a whitepaper that unpacks the issues and considerations that should be taken into account when forming your plan of action to setting your business up for ongoing success.

Download your ESG Checklist

This complimentary checklist can help you to deliver on your ESG strategy and reporting requirements. The checklist has been developed in conjunction with Dr Rachel Baird, Director at Iceberg SRC and LexisNexis Regulatory Compliance Legal Expert.

Electronic Transactions Checklist

This complimentary checklist helps you to navigate your compliance obligations related to electronic transactions.

Your free compliance checklist related to drones

Do you know what your drones-related compliance obligations are?
Download our free compliance checklist which helps you navigate your compliance obligations related to drones.

Customer in Focus: Aussie Broadband

Read how LexisNexis Regulatory Compliance developed a compliance register that saved Aussie Broadband the equivalent of six months’ work for a full-time staff member.

Complimentary Compliance Register covering Modern Slavery obligations

NSW became the first State or Territory in Australia to have standalone legislation to combat modern slavery. Will other States and Territories follow suit?

Get ahead of your Modern Slavery obligations and join the hundreds of risk and compliance professionals accessing the complimentary LexisNexis Regulatory Compliance Modern Slavery module.

Customer in Focus: Brighte

Read how Brighte uses LexisNexis Regulatory Compliance to spend less time researching compliance and have more time helping families enjoy a more sustainable future.

Complimentary Whitepaper: Compliance Risk and ISO 37301 - Reshaping Compliance Management

Not all forms of risk faced by organisations are equal and the one area of risk that grows at an exponential rate for every organisation in every sector is compliance risk.

‘Compliance Risk and ISO 37301 - Reshaping Compliance Management’ is a whitepaper that outlines how the new ISO 37301 standard is reshaping the future of compliance and how it can assist businesses to mitigate compliance risk.

Complimentary Risk and Compliance Checklist

Whether you have started your journey or you are an experienced risk and compliance practitioner, this checklist is designed to help you navigate international compliance standards and assist in mitigating your compliance risk.

Complimentary Franchising Checklist

This franchising checklist has been developed in conjunction with Stephen Giles, Partner at Norton Rose Fulbright Australia and Michael Terceiro, Principal Lawyer at Terceiro Legal Consulting. This checklist has been designed to help franchisors and franchisees quickly identify their compliance requirements applicable to the franchising industry.

Complimentary whitepaper to help you balance the risks of new tech

Adopting new technology has risks. Not adopting new technology has risks. How are you balancing them? This is a question that Governance professionals in Australia and around the world are grappling with, and one we provide new perspectives on in our new whitepaper, ‘How technology is rewriting the risk management landscape, and how to govern the new opportunities and risks presented’.

Webinars

On-Demand Webinar: Avoiding Compliance
Pitfalls: Lessons from the ME Bank Case
In this webinar, we’ve teamed-up with Protecht to explore the recent ME Bank case, to analyse what went wrong to get them into hot water, then provide a blueprint to create a robust compliance framework that includes: compliance monitoring, risk management integration and third-party oversight.
Unlocking Sustainability: A Standards Roadmap for SMEs
For SMEs, navigating the intricate landscape of sustainability can often feel like a daunting task, with a myriad of global standards, metrics, and ESG regulations that can leave them feeling overwhelmed and uncertain. Our esteemed panel from DROVA and LexisNexis Regulatory Compliance will unveil how these sustainability standards seamlessly align with the four fundamental pillars, equipping you with practical insights and actionable strategies to embrace sustainability and unlock its transformative benefits for your organisation.
Enhancing Operational Durability: Unpacking APRA’s CPS 230 and CPS 234 Requirements
With APRA's new CPS 230 coming into effect in July 2025, financial institutions have a great opportunity to review and enhance their operational risk management strategies. We’ve teamed up with TMLabs to discuss these challenges and provide practical guidance to help you navigate the new standard, understand the requirements, identify gaps, and establish effective controls.
ON-DEMAND WEBINAR - FAR and CPS 230 Uncovered: What it is and what’s next?
Join our hosts Kieran Seed and Temogen Hield as they provide you with an overview of FAR and CPS 230, outline governance frameworks to meet the demands of the new regimes and identify what’s required from businesses to comply with FAR and CPS 230.
NSW State Government Entities: Decoding the Code of Ethics
The recently updated Code of Ethics and Conduct for NSW Government entities, effective from November 1st, introduces a revised set of wide-ranging core values and expected standards centred around integrity, trust, accountability, and service. This new webinar with technology partner CGR provides a thorough review of existing organizational policies, procedures, risk assessments, and control measures to ensure alignment with the new ethical standards.

SOCI in 2024: Leveraging AI to Streamline Compliance

Organizations struggle to comprehensively identify their critical assets, conduct mandated risk assessments, and implement robust cybersecurity standards. This webinar with technology partner ReadiNow explores the evolution and current impact of the SOCI Act today.

Getting Future Proofed for Operational Risk

We teamed-up with Ansarada on this webinar to explore the key findings from the Operational Resilience Outlook 2024 Report, and provide actionable takeaways for board members, c-suite executives and compliance managers to strengthen operational resilience, regulatory compliance.

Unlocking the Power of Compliance in the Australian Energy Sector

In this webinar, your hosts will explore the complexities of the State and Federal legislation, dissect the challenges of operating across State lines and demonstrate how you can manage your existing obligations, while tracking and responding to regulatory change.

Navigating the Future: Achieving Sustainable Operational Resilience

In this webinar, your hosts Michael Nelson from LexisNexis Regulatory Compliance and Rachel Riley from Ansarada will unravel the complexities of CPS 230 regulations and see how ethical practices not only shield your business but also create a positive impact on the environment and society.
Breaking the chains: Tracking modern slavery in Australia
In this webinar, your hosts Michael Nelson, Senior Product Specialist with LexisNexis Regulatory Compliance, and Leo Arouca, General Manager of CGR will cover what’s currently before parliament on a state and federal level, and how you can secure your organisation’s risk profile.

On-Demand Webinar: Planning for RegChange and the CoFI Regime

In this webinar: your hosts Michael Nelson, Senior Product Specialist, LexisNexis Regulatory Compliance and Leo Arouca, General Manager, CGR, will cover what’s on the legislative horizon for financial service providers, what to be across to keep regulators happy and how to report your compliant when they come calling.

On-Demand Webinar: SOCI, cyber and modern slavery: Navigating vendor risk challenges

Join Michael Nelson, Kieran Seed from LexisNexis Regulatory Compliance and Michael Howell from Protecht for this free webinar as they discuss the signs to look out for when engaging with vendors, and the critical processes you need to deliver a strong vendor risk framework.

Galvanising the G in ESG

Join hosts Michael Nelson, Senior Product Specialist at LexisNexis Regulatory Compliance & Gerald Nunez, ESG Specialist, Asia-Pac & Japan, as they discuss the ever-changing ESG landscape & the potential impacts on your business; greenwashing from a risk standpoint with CPG 229 & ASIC INFO 170, with steps to safeguard your organisation with best practices.

Free webinar: Using robust governance practices in ESG

In this webinar, we join Michael Rasmussen (GRC Analyst and Pundit), Michael Nelson (LexisNexis Regulatory Compliance) and Warren Green (Cura) to explore how an organisation can maintain its ESG integrity and avoid greenwashing using robust governance practices.

Critical Infrastructure, the SOCI Act and CPS 230: Your paths to operational resilience

In this webinar from LexisNexis Regulatory Compliance and Protecht, our panel discuss how changes in legislation for critical infrastructure impact the way organisations are conducting themselves, evolution of the legal landscape as it relates to the SOCI Act and CPS 230, why CPS 230 is a relevant standard and how cybersecurity reform rolls-up to critical infrastructure and ultimately operational resilience.

Operational Resilience: The gift of stability & reliability for your business

In this webinar, we discuss what the difference is between ‘operational resilience’ and ‘business continuity’, explore the three main branches of the Risk Management Concept and discover ‘black swans’ in the process.

Cybersecurity Risk Management: How to tackle current & looming challenges

In this webinar, we’ve partnered with Protecht to explore key changes taking place in Australia for cybersecurity compliance in the context of a complex and challenging global regulatory change landscape, and provide practical insight into resilience, critical infrastructure security, and how accreditation under ISO 27000 can empower your organisation.

ESG, Operation and Business Resiliency – An International Viewpoint

In this webinar, Archer and LexisNexis Regulatory Compliance, help you navigate what ‘ESG’ is and how it’s influencing the way organisations are developing their strategies, key factors impacting policymakers here in Australia and across the UK and USA.

Managing Compliance Obligations Under ISO 37301

We’ve collaborated with Protecht to demonstrate how Protecht ERM and LexisNexis Regulatory Compliance content can help you implement a best-practice compliance management system to protect and enhance your organisation’s reputation and credibility.

Videos

View our collection of short LexisNexis Regulatory Compliance videos to learn more about how our solution can assist your compliance efforts.

WATCH NOW

Award-winning solution

LexisNexis Regulatory Compliance is the proud winner of the “Overall RegTech Solution of the Year” in the 2021 LegalTech Breakthrough Awards.

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Flexible technology options

We understand that the path to compliance is different for every business, which is why we created a solution that can be tailored to meet your individual requirements. LexisNexis Regulatory Compliance® offers flexible technology options to suit any way of working.

SEE OUR PARTNERS

Why LexisNexis

With operations spanning over 100 countries, we are one of the world's most authoritative legal and regulatory compliance service providers.

SEE WHY

Frequently Asked Questions

How does LexisNexis support compliance management?

LexisNexis Regulatory Compliance products are designed with Governance, Risk and Compliance professionals in mind. We underst andthat while compliance is deeply intertwined with the law, often the people tasked with ensuring it are not legal professionals. We ensure that our information is clear, and makes sense in the context of business — so you know what you need to do fast, and don’t have to spendtime translating.

By drawing on the knowledge of some of the foremost legal experts in each compliance area, and presenting their interpretations in clear, actionable language that makes sense, we help you find clarity on your path to compliance.

What industries can Regulatory Compliance® service?

LexisNexis Regulatory Compliance® is designed to cater to a wide array of global industries, offering customised solutions for each sector. Industries that Regulatory Compliance is suitable for include:

  • Financial Services
  • Healthcare
  • Manufacturing
  • Telecommunications
  • Energy
  • Transport and Logistics
How do you remain on top of all the content, given that regulations are updated all the time?

We have a broad network of content specialists and legal experts who stay across the regulatory changes within their areas of specialisation. When things change, they will break down what the changes are and what they mean (or could mean) for businesses. We then send these updates out as alerts to ensure you’re always aware of changes ahead of time.

What kind of training support is available?

Our team of Relationship Managers and Product Specialists will outline the registers in full detail and can provide you with video tutorials, indepth case studies, and whitepapers. They are with you every step of the way.

Do you offer trial compliance registers?

We currently have a collection of free registers consisting of:

  • Modern Slavery Register
  • Electronic Transactions Register
  • International Biosecurity Register

If you would like to learn more about our free registers, please contact us by submitting your details on this website.

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